Assessor Resource

RIIMSM301D
Establish a mining claim

Assessment tool

Version 1.0
Issue Date: May 2024


This unit describes a participant’s skills and knowledge required to establish a mining claim in Metalliferous Mining (Small Mines).

This unit is appropriate for those working in operational or supervisory roles.

Licensing, legislative, regulatory and certification requirements that apply to this unit can vary between states, territories, and Industry sectors. Relevant information must be sourced prior to application of the unit.

You may want to include more information here about the target group and the purpose of the assessments (eg formative, summative, recognition)



Evidence Required

List the assessment methods to be used and the context and resources required for assessment. Copy and paste the relevant sections from the evidence guide below and then re-write these in plain English.

1. Plan and prepare to establish a mineral claim

1.1. Access, interpret and apply mineral claim documentation and ensure the work activity is compliant

1.2. Determine the application requirements and process, and the legislative requirements for applying for a mineral claim

1.3. Obtain maps and information associated with the mineral field where 1.4. the claim is to be made

1.5. Identify available claim location and reference point/survey post from approved maps of mineral field

2. Establish the mineral claim

2.1. Locate and confirm the reference point/survey post in the field, closest to the area to be claimed

2.2. Inspect area and select relevant surveying equipment and take bearings and measurements from survey post to establish and mark the nearest corner of the claim according to legislative requirements

2.3. Take bearings and measurements to establish and mark the remaining corners of the claim to mandated size and shape and within designated boundaries

2.4. Establish claim boundaries according to legislative requirements

2.5. Draw up the description and diagram of the claim according to mining registrar’s requirements for submission of the claim

2.6. Serve a notice of intention to apply for a claim on the occupier of the land

2.7. Submit all required documents and information for application for a minerals claim

Evidence is required to be collected that demonstrates a candidate’s competency in this unit. Evidence must be relevant to the roles within this sector’s work operations and satisfy all of the requirements of the performance criteria of this unit and include evidence that the candidate:

locates and applies applicable legislation, documentation, policies and procedures

implements the requirements, procedures and techniques for the safe, effective and efficient completion of establishing a mining claim including:

identifying survey equipment

reading and interpreting maps

drawing survey maps

identifying hazards

applying environmental constraints

disposing of environmentally sensitive fluids and materials

applying operational safety requirements

maintaining records

demonstrates completion of establishing a mining claim that safely, effectively and efficiently meets all of the required outcomes on more than one (1) occasion including:

completing surveying using appropriate survey equipment

identifying the boundaries of the claim from the description and diagram

taking bearings and measurements to establish and mark the corners of the claim

drawing up the description and diagram of the claim according to mining registrar’s requirement

serving the claim notice

The candidate must demonstrate knowledge in establishing a mining claim through:

accessing, interpreting and applying legislative, and organisation requirements and procedures for:

completing an application for a minerals claim

obtaining machinery permits

accessing, interpreting and applying mineral field maps and information

accessing, interpreting and applying survey map requirements and design

identifying and applying boundary marking methods

applying basic surveying methods and equipment

An assessor of this unit must satisfy the requirements of the NVR/AQTF or their successors; and Industry regulations for certification and licensing; and,

this unit must be assessed in the context of this sector’s work environment; and,

this unit must be assessed in compliance with relevant legislation/regulation and using policies, procedures, processes and operational manuals directly related to the industry sector for which it is being assessed; and,

assessment may be conducted in conjunction with the assessment of other Units of Competency; and,

assessment must confirm consistent performance can be applied in a range of relevant workplace circumstances; and,

assessors must demonstrate the performance evidence, and knowledge evidence as outlined in this Unit of Competency, and through the minimum years of current* work experience specified below in an Industry sector relevant to the outcomes of the unit; or,

where the assessor does not meet experience requirements a co-assessment or partnership arrangement must exist between the qualified assessor and an Industry subject matter expert. The Industry subject matter expert should hold the unit being assessed (or an equivalent unit) and/or demonstrate equivalence of skills and knowledge at the unit level. An Industry technical expert must also demonstrate skills and knowledge from the minimum years of current work experience specified below in the Industry sector, including time spent in roles related to the unit being assessed; and,

assessor and Industry subject matter expert requirements differ depending on the Australian Qualifications Framework Level (AQF) of the qualification being assessed and/or Industry Sector as follows:

Industry sector

AQF** Level

Required assessor or Industry subject matter expert experience

Drilling, Metalliferous Mining, Coal Mining, Extractive (Quarrying) and Civil Construction

1

1 Year

2

2 Years

Drilling, Coal Mining and Extractive (Quarrying)

3-6

3 Years

Metalliferous Mining and Civil Construction

3-6

5 Years

Other sectors

Where this Unit is being assessed outside of the Resources and Infrastructure Sectors assessor and/or Industry subject matter expert experience should be in-line with industry standards for the sector in which it is being assessed and where no Industry standard is specified should comply with any relevant regulation.

*Assessors can demonstrate current work experience through employment within Industry in a role relevant to the outcomes of the Unit; or, for external assessors this can be demonstrated through exposure to Industry by conducting frequent site assessments across various locations.

**Where a unit is being delivered outside of a Qualification the first numeric character in the Unit code should be considered to indicate the AQF level


Submission Requirements

List each assessment task's title, type (eg project, observation/demonstration, essay, assingnment, checklist) and due date here

Assessment task 1: [title]      Due date:

(add new lines for each of the assessment tasks)


Assessment Tasks

Copy and paste from the following data to produce each assessment task. Write these in plain English and spell out how, when and where the task is to be carried out, under what conditions, and what resources are needed. Include guidelines about how well the candidate has to perform a task for it to be judged satisfactory.

1. Plan and prepare to establish a mineral claim

1.1. Access, interpret and apply mineral claim documentation and ensure the work activity is compliant

1.2. Determine the application requirements and process, and the legislative requirements for applying for a mineral claim

1.3. Obtain maps and information associated with the mineral field where 1.4. the claim is to be made

1.5. Identify available claim location and reference point/survey post from approved maps of mineral field

2. Establish the mineral claim

2.1. Locate and confirm the reference point/survey post in the field, closest to the area to be claimed

2.2. Inspect area and select relevant surveying equipment and take bearings and measurements from survey post to establish and mark the nearest corner of the claim according to legislative requirements

2.3. Take bearings and measurements to establish and mark the remaining corners of the claim to mandated size and shape and within designated boundaries

2.4. Establish claim boundaries according to legislative requirements

2.5. Draw up the description and diagram of the claim according to mining registrar’s requirements for submission of the claim

2.6. Serve a notice of intention to apply for a claim on the occupier of the land

2.7. Submit all required documents and information for application for a minerals claim

Evidence is required to be collected that demonstrates a candidate’s competency in this unit. Evidence must be relevant to the roles within this sector’s work operations and satisfy all of the requirements of the performance criteria of this unit and include evidence that the candidate:

locates and applies applicable legislation, documentation, policies and procedures

implements the requirements, procedures and techniques for the safe, effective and efficient completion of establishing a mining claim including:

identifying survey equipment

reading and interpreting maps

drawing survey maps

identifying hazards

applying environmental constraints

disposing of environmentally sensitive fluids and materials

applying operational safety requirements

maintaining records

demonstrates completion of establishing a mining claim that safely, effectively and efficiently meets all of the required outcomes on more than one (1) occasion including:

completing surveying using appropriate survey equipment

identifying the boundaries of the claim from the description and diagram

taking bearings and measurements to establish and mark the corners of the claim

drawing up the description and diagram of the claim according to mining registrar’s requirement

serving the claim notice

The candidate must demonstrate knowledge in establishing a mining claim through:

accessing, interpreting and applying legislative, and organisation requirements and procedures for:

completing an application for a minerals claim

obtaining machinery permits

accessing, interpreting and applying mineral field maps and information

accessing, interpreting and applying survey map requirements and design

identifying and applying boundary marking methods

applying basic surveying methods and equipment

An assessor of this unit must satisfy the requirements of the NVR/AQTF or their successors; and Industry regulations for certification and licensing; and,

this unit must be assessed in the context of this sector’s work environment; and,

this unit must be assessed in compliance with relevant legislation/regulation and using policies, procedures, processes and operational manuals directly related to the industry sector for which it is being assessed; and,

assessment may be conducted in conjunction with the assessment of other Units of Competency; and,

assessment must confirm consistent performance can be applied in a range of relevant workplace circumstances; and,

assessors must demonstrate the performance evidence, and knowledge evidence as outlined in this Unit of Competency, and through the minimum years of current* work experience specified below in an Industry sector relevant to the outcomes of the unit; or,

where the assessor does not meet experience requirements a co-assessment or partnership arrangement must exist between the qualified assessor and an Industry subject matter expert. The Industry subject matter expert should hold the unit being assessed (or an equivalent unit) and/or demonstrate equivalence of skills and knowledge at the unit level. An Industry technical expert must also demonstrate skills and knowledge from the minimum years of current work experience specified below in the Industry sector, including time spent in roles related to the unit being assessed; and,

assessor and Industry subject matter expert requirements differ depending on the Australian Qualifications Framework Level (AQF) of the qualification being assessed and/or Industry Sector as follows:

Industry sector

AQF** Level

Required assessor or Industry subject matter expert experience

Drilling, Metalliferous Mining, Coal Mining, Extractive (Quarrying) and Civil Construction

1

1 Year

2

2 Years

Drilling, Coal Mining and Extractive (Quarrying)

3-6

3 Years

Metalliferous Mining and Civil Construction

3-6

5 Years

Other sectors

Where this Unit is being assessed outside of the Resources and Infrastructure Sectors assessor and/or Industry subject matter expert experience should be in-line with industry standards for the sector in which it is being assessed and where no Industry standard is specified should comply with any relevant regulation.

*Assessors can demonstrate current work experience through employment within Industry in a role relevant to the outcomes of the Unit; or, for external assessors this can be demonstrated through exposure to Industry by conducting frequent site assessments across various locations.

**Where a unit is being delivered outside of a Qualification the first numeric character in the Unit code should be considered to indicate the AQF level

Copy and paste from the following performance criteria to create an observation checklist for each task. When you have finished writing your assessment tool every one of these must have been addressed, preferably several times in a variety of contexts. To ensure this occurs download the assessment matrix for the unit; enter each assessment task as a column header and place check marks against each performance criteria that task addresses.

Observation Checklist

Tasks to be observed according to workplace/college/TAFE policy and procedures, relevant legislation and Codes of Practice Yes No Comments/feedback
Access, interpret and apply mineral claim documentation and ensure the work activity is compliant 
Determine the application requirements and process, and the legislative requirements for applying for a mineral claim 
Obtain maps and information associated with the mineral field where 1.4. the claim is to be made 
Identify available claim location and reference point/survey post from approved maps of mineral field 
Locate and confirm the reference point/survey post in the field, closest to the area to be claimed 
Inspect area and select relevant surveying equipment and take bearings and measurements from survey post to establish and mark the nearest corner of the claim according to legislative requirements 
Take bearings and measurements to establish and mark the remaining corners of the claim to mandated size and shape and within designated boundaries 
Establish claim boundaries according to legislative requirements 
Draw up the description and diagram of the claim according to mining registrar’s requirements for submission of the claim 
Serve a notice of intention to apply for a claim on the occupier of the land 
Submit all required documents and information for application for a minerals claim 
Access, interpret and apply mineral claim documentation and ensure the work activity is compliant 
Determine the application requirements and process, and the legislative requirements for applying for a mineral claim 
Obtain maps and information associated with the mineral field where 1.4. the claim is to be made 
Identify available claim location and reference point/survey post from approved maps of mineral field 
Locate and confirm the reference point/survey post in the field, closest to the area to be claimed 
Inspect area and select relevant surveying equipment and take bearings and measurements from survey post to establish and mark the nearest corner of the claim according to legislative requirements 
Take bearings and measurements to establish and mark the remaining corners of the claim to mandated size and shape and within designated boundaries 
Establish claim boundaries according to legislative requirements 
Draw up the description and diagram of the claim according to mining registrar’s requirements for submission of the claim 
Serve a notice of intention to apply for a claim on the occupier of the land 
Submit all required documents and information for application for a minerals claim 

Forms

Assessment Cover Sheet

RIIMSM301D - Establish a mining claim
Assessment task 1: [title]

Student name:

Student ID:

I declare that the assessment tasks submitted for this unit are my own work.

Student signature:

Result: Competent Not yet competent

Feedback to student

 

 

 

 

 

 

 

 

Assessor name:

Signature:

Date:


Assessment Record Sheet

RIIMSM301D - Establish a mining claim

Student name:

Student ID:

Assessment task 1: [title] Result: Competent Not yet competent

(add lines for each task)

Feedback to student:

 

 

 

 

 

 

 

 

Overall assessment result: Competent Not yet competent

Assessor name:

Signature:

Date:

Student signature:

Date: